convert : refactor rope_freqs generation

This should also fix vocab-only conversion for Phi-3.

convert_hf_to_gguf.py

@@ -15,6 +15,7 @@ from enum import IntEnum
 from pathlib import Path
 from hashlib import sha256
 from typing import TYPE_CHECKING, Any, Callable, ContextManager, Iterable, Iterator, Literal, Sequence, TypeVar, cast
+from itertools import chain
 
 import math
 import numpy as np
@@ -64,7 +65,6 @@ class Model:
     model_name: str | None
     metadata_override: Path | None
     dir_model_card: Path
-    is_lora: bool
 
     # subclasses should define this!
     model_arch: gguf.MODEL_ARCH
@@ -72,7 +72,7 @@ class Model:
     def __init__(self, dir_model: Path, ftype: gguf.LlamaFileType, fname_out: Path, is_big_endian: bool = False,
                  use_temp_file: bool = False, eager: bool = False,
                  metadata_override: Path | None = None, model_name: str | None = None,
-                 split_max_tensors: int = 0, split_max_size: int = 0, dry_run: bool = False, small_first_shard: bool = False, is_lora: bool = False):
+                 split_max_tensors: int = 0, split_max_size: int = 0, dry_run: bool = False, small_first_shard: bool = False):
         if type(self) is Model:
             raise TypeError(f"{type(self).__name__!r} should not be directly instantiated")
 
@@ -94,7 +94,6 @@ class Model:
         self.metadata_override = metadata_override
         self.model_name = model_name
         self.dir_model_card = dir_model  # overridden in convert_lora_to_gguf.py
-        self.is_lora = is_lora  # true if model is used inside convert_lora_to_gguf.py
 
         # Apply heuristics to figure out typical tensor encoding based on first layer tensor encoding type
         if self.ftype == gguf.LlamaFileType.GUESSED:
@@ -259,10 +258,14 @@ class Model:
 
         return False
 
+    # some models need extra generated tensors (like rope_freqs)
+    def generate_extra_tensors(self) -> Iterable[tuple[str, Tensor]]:
+        return ()
+
     def prepare_tensors(self):
         max_name_len = max(len(s) for _, s in self.tensor_map.mapping.values()) + len(".weight,")
 
-        for name, data_torch in self.get_tensors():
+        for name, data_torch in chain(self.generate_extra_tensors(), self.get_tensors()):
             # we don't need these
             if name.endswith((".attention.masked_bias", ".attention.bias", ".rotary_emb.inv_freq")):
                 continue
@@ -1590,7 +1593,7 @@ class LlamaModel(Model):
 
         return [(self.map_tensor_name(name), data_torch)]
 
-    def prepare_tensors(self):
+    def generate_extra_tensors(self) -> Iterable[tuple[str, Tensor]]:
         if rope_scaling := self.find_hparam(["rope_scaling"], optional=True):
             if rope_scaling.get("rope_type", '').lower() == "llama3":
                 base = self.hparams.get("rope_theta", 10000.0)
@@ -1617,9 +1620,9 @@ class LlamaModel(Model):
                         smooth = (old_context_len / wavelen - low_freq_factor) / (high_freq_factor - low_freq_factor)
                         rope_factors.append(1 / ((1 - smooth) / factor + smooth))
 
-                if not self.is_lora:
+                yield (self.format_tensor_name(gguf.MODEL_TENSOR.ROPE_FREQS), torch.tensor(rope_factors, dtype=torch.float32))
-                    self.gguf_writer.add_tensor(self.format_tensor_name(gguf.MODEL_TENSOR.ROPE_FREQS), np.array(rope_factors, dtype=np.float32))
 
+    def prepare_tensors(self):
         super().prepare_tensors()
 
         if self._experts is not None:
@@ -2135,6 +2138,13 @@ class Phi3MiniModel(Model):
         self.gguf_writer.add_file_type(self.ftype)
         self.gguf_writer.add_sliding_window(self.find_hparam(["sliding_window"]))
 
+    def generate_extra_tensors(self) -> Iterable[tuple[str, Tensor]]:
+        n_embd = self.find_hparam(["hidden_size", "n_embd"])
+        n_head = self.find_hparam(["num_attention_heads", "n_head"])
+        max_pos_embds = self.find_hparam(["n_positions", "max_position_embeddings"])
+        orig_max_pos_embds = self.find_hparam(["original_max_position_embeddings"])
+        rope_dims = n_embd // n_head
+
         # write rope scaling for long context (128k) model
         rope_scaling = self.find_hparam(['rope_scaling'], True)
         if rope_scaling is None:
@@ -2164,9 +2174,8 @@ class Phi3MiniModel(Model):
         if len(long_factors) != len(short_factors) or len(long_factors) != rope_dims / 2:
             raise ValueError(f'The length of rope long and short factors must be {rope_dims / 2}')
 
-        if not self.is_lora:
+        yield (self.format_tensor_name(gguf.MODEL_TENSOR.ROPE_FACTORS_LONG), torch.tensor(long_factors, dtype=torch.float32))
-            self.gguf_writer.add_tensor(gguf.TENSOR_NAMES[gguf.MODEL_TENSOR.ROPE_FACTORS_LONG]  + ".weight", np.array(long_factors, dtype=np.float32))
+        yield (self.format_tensor_name(gguf.MODEL_TENSOR.ROPE_FACTORS_SHORT), torch.tensor(short_factors, dtype=torch.float32))
-            self.gguf_writer.add_tensor(gguf.TENSOR_NAMES[gguf.MODEL_TENSOR.ROPE_FACTORS_SHORT] + ".weight", np.array(short_factors, dtype=np.float32))
 
 
 @Model.register("PlamoForCausalLM")
@@ -3915,7 +3924,7 @@ class ExaoneModel(Model):
                 self.gguf_writer.add_rope_scaling_type(gguf.RopeScalingType.LINEAR)
                 self.gguf_writer.add_rope_scaling_factor(hparams["rope_scaling"]["factor"])
 
-    def prepare_tensors(self):
+    def generate_extra_tensors(self) -> Iterable[tuple[str, Tensor]]:
         if rope_scaling := self.find_hparam(["rope_scaling"], optional=True):
             if rope_scaling.get("rope_type", '').lower() == "llama3":
                 base = self.hparams.get("rope_theta", 10000.0)
@@ -3942,10 +3951,7 @@ class ExaoneModel(Model):
                         smooth = (old_context_len / wavelen - low_freq_factor) / (high_freq_factor - low_freq_factor)
                         rope_factors.append(1 / ((1 - smooth) / factor + smooth))
 
-                if not self.is_lora:
+                yield (self.format_tensor_name(gguf.MODEL_TENSOR.ROPE_FREQS), torch.tensor(rope_factors, dtype=torch.float32))
-                    self.gguf_writer.add_tensor(self.format_tensor_name(gguf.MODEL_TENSOR.ROPE_FREQS), np.array(rope_factors, dtype=np.float32))
-
-        super().prepare_tensors()
 
 
 ###### CONVERSION LOGIC ######

convert_lora_to_gguf.py

@@ -331,6 +331,10 @@ if __name__ == '__main__':
                 self.gguf_writer.add_float32(gguf.Keys.Adapter.LORA_ALPHA, self.lora_alpha)
                 super().set_gguf_parameters()
 
+            def generate_extra_tensors(self) -> Iterable[tuple[str, Tensor]]:
+                # Never add extra tensors (e.g. rope_freqs) for LoRA adapters
+                return ()
+
             def get_tensors(self) -> Iterator[tuple[str, Tensor]]:
                 tensor_map: dict[str, PartialLoraTensor] = {}
 
@@ -386,7 +390,6 @@ if __name__ == '__main__':
             dry_run=args.dry_run,
             dir_lora_model=dir_lora,
             lora_alpha=alpha,
-            is_lora=True,
         )
 
         logger.info("Exporting model...")

gguf-py/gguf/constants.py

@@ -793,6 +793,8 @@ MODEL_TENSORS: dict[MODEL_ARCH, list[MODEL_TENSOR]] = {
         MODEL_TENSOR.TOKEN_EMBD,
         MODEL_TENSOR.OUTPUT_NORM,
         MODEL_TENSOR.OUTPUT,
+        MODEL_TENSOR.ROPE_FACTORS_LONG,
+        MODEL_TENSOR.ROPE_FACTORS_SHORT,
         MODEL_TENSOR.ATTN_NORM,
         MODEL_TENSOR.ATTN_QKV,
         MODEL_TENSOR.ATTN_Q,